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Psychosomatic Medicine 62:808-815 (2000)
© 2000 American Psychosomatic Society


ORIGINAL ARTICLES

Emotion and Pulmonary Function in Asthma: Reactivity in the Field and Relationship With Laboratory Induction of Emotion

Thomas Ritz, PhD and Andrew Steptoe, PhD

From the Department of Psychiatry, Stanford University and VA Palo Alto Health Science Center, Palo Alto, CA (T.R.) and Department of Psychology, St. George’s Hospital Medical School, University of London, London, UK (A.S.).

Address reprint requests to: Thomas Ritz, PhD, VA Palo Alto HSC (116F PAD), Dept. of Psychiatry, 3801 Miranda Avenue, Palo Alto, CA 94304. Email: tritz{at}stanford.edu

OBJECTIVE: We investigated the modulation of pulmonary function by mood states in the daily life of asthmatic patients and nonasthmatic control subjects and its relationship to the airway effects of laboratory induction of emotion using films.

METHODS: Twenty asthmatic patients and 20 nonasthmatic control subjects participated in a laboratory session in which various emotions (ie, anxiety, anger, depression, happiness, elation, contentment, and neutrality) were induced by films. Respiratory resistance (Ros) was measured by forced oscillation. After this session, participants kept mood diaries, including regular spirometric self-assessments, for at least 3 weeks. Episodes of strong negative or positive mood were selected from these diaries and compared with conditions of relative affective neutrality.

RESULTS: In asthmatic patients, negative mood states, and to a lesser degree positive mood states, were associated with a reduction in forced expiratory volume in the first second (FEV1) compared with neutral states. These effects were not observed in nonasthmatic control subjects. Self-reports of arousal varied in a reciprocal manner with FEV1, whereas physical activity did not vary systematically between mood episodes. A moderate negative relationship between changes in FEV1 during negative mood episodes and changes in Ros during viewing of the depressing film was also observed in asthmatic patients.

CONCLUSION: Pulmonary function of asthmatic patients is negatively affected by strong mood states in daily life. Airway effects of negative emotion induction, particularly depression, can predict changes in pulmonary function in response to negative mood in the field.

Key Words: emotion, • asthma • respiratory resistance, • lung function diaries • laboratory-field comparison.

Abbreviations: ANOVA = analysis of variance; FEV1 = forced expiratory volume in the first second; PEF = peak expiratory flow; Ros = oscillatory resistance.




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