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Psychosomatic Medicine 63:267-272 (2001)
© 2001 American Psychosomatic Society


ORIGINAL ARTICLE

Characteristics of Socially Isolated Patients With Coronary Artery Disease Who Are at Elevated Risk for Mortality

Beverly H. Brummett, PhD, John C. Barefoot, PhD, Ilene C. Siegler, PhD, Nancy E. Clapp-Channing, RN, MPH, Barbara L. Lytle, MS, Hayden B. Bosworth, PhD, Redford B. Williams, Jr., MD and Daniel B. Mark, MD, MPH

From the Behavioral Medicine Research Center and the Department of Psychiatry and Behavioral Sciences (B.H.B., J.C.B., I.C.S., R.B.W.), Duke University Medical Center; the Outcomes Research and Assessment Group, Duke Clinical Research Institute (D.B.M., N.E.C.-C., B.L.L.), Duke University Medical Center; and Health Services Research and Development (H.B.B.), Durham Veterans Affairs Medical Center, Durham, North Carolina.

Address reprint requests to: Beverly H. Brummett, PhD, Duke University Medical Center, Box 2969, Durham, NC 27710. Email: brummett{at}acpub.duke.edu


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGMENTS
 REFERENCES
 
OBJECTIVES: Social isolation has been linked to poor survival in patients with coronary artery disease (CAD). Few studies have closely examined the psychosocial characteristics of CAD patients who lack social contact.

METHODS: Social isolation was examined as a predictor of mortality in 430 patients with significant CAD. More isolated patients were compared with their less isolated counterparts on factors that might help explain the association between isolation and survival.

RESULTS: The mortality rate was higher among isolated individuals. Those with three or fewer people in their social support network had a relative risk of 2.43 (p = .001) for cardiac mortality and 2.11 (p = .001) for all-cause mortality, controlling for age and disease severity. Adjustments for income, hostility, and smoking status did not alter the risk due to social isolation. With the exception of lower income, higher hostility ratings, and higher smoking rates, isolated patients did not differ from nonisolated patients on demographic indicators, disease severity, physical functioning, or psychological distress. Isolated patients reported less social support and were less pleased with the way they got along with network members, but they did not report less satisfaction with the amount of social contact received.

CONCLUSIONS: Patients with small social networks had an elevated risk of mortality, but this greater risk was not attributable to confounding with disease severity, demographics, or psychological distress. These findings have implications for mechanisms linking social isolation to mortality and for the application of psychosocial interventions.

Key Words: social support networks • cardiac mortality.

Abbreviations: CAD = coronary artery disease; CES-D = Center for Epidemiologic Studies Depression Scale; CI = confidence interval; DASI = Duke Activity Status Index; ISEL = Interpersonal Support Evaluation List; MOSS = Mediators of Social Support; PSS = Perceived Stress Scale; RR = relative risk; SF-36 = SF-36 Health Survey.


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGMENTS
 REFERENCES
 
Social isolation has been associated with mortality and morbidity in individuals with established CAD (1, 2). Although those who are relatively socially isolated are at the highest risk (36), the underlying mechanisms remain to be identified. Isolation could be confounded with clinical factors such as disease severity, but most studies have included appropriate controls for disease severity. Isolation could also affect mortality through its associations with demographic measures, because socially isolated patients are generally older and of lower socioeconomic status (4, 6), factors known to reduce survival. Social isolation could also affect disease progression through its influences on psychosocial functioning (79). Psychological distress in CAD patients is more severe in those who feel that they lack adequate social support (7, 1013). Moreover, psychological distress has a negative impact on survival in patients with CAD (1416). Thus, social isolation may indirectly affect survival through its relation with psychological distress, disease severity, demographic factors, or some other unknown confounding factor. Description of the demographic and psychosocial characteristics of those with few social contacts might aid our understanding of the link between isolation and mortality.

Certain studies in community samples have found a graded effect for the relation between network support and health, whereas other studies have found that only those individuals who are most isolated are at increased risk for mortality (17). Understanding the functional form (eg, linear vs. threshold effect) of the association between mortality and network support is important, in part because such knowledge may be useful when designing potential interventions. The form of the association between network size and mortality has not been adequately examined in patient samples because many of the studies gathered only dichotomous support measures.

The purpose of the study reported here was to examine the association between social network support and mortality in a sample of patients with CAD who were well characterized with respect to demographic and psychosocial factors. Additional analyses explored 1) the form of the association between network support and mortality; and 2) the clinical, demographic, and psychosocial characteristics of isolated patients.


    METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGMENTS
 REFERENCES
 
Patient Population
Patients in this study were participants in the MOSS study, a prospective 5-year study designed to examine the prognostic effects of social support in patients with documented CAD. The MOSS population consisted of patients referred to Duke University for diagnostic cardiac catheterization who were found to have significant CAD (>=75% stenosis of at least 1 coronary artery). Patients were excluded if they had prior angioplasty, congenital heart disease, primary valvular heart disease, substance dependence, history of an impairing psychological disorder, or an inability to give informed consent. Informed consent was obtained from all qualified patients who agreed to participate. Only patients initially treated medically for at least 90 days after enrollment are included in the analyses presented here. These patients underwent an extensive interview designed to assess the characteristics of their social support network; the interview was administered at the time of their admission for catheterization. Of the 433 participants interviewed, 3 had missing data on one or more of the medical control variables, resulting in a final sample of 430 with complete data. Patients were prospectively followed up at 3 and 6 months, 1 year, and annually thereafter. Follow-up for surviving participants lasted up to 76.3 months, with a mean of 47.3 months. There were 159 deaths; 120 were classified as cardiac deaths by an independent committee.

Measures
Network social support.
The Mannheim Social Support Interview (18) was used to provide a comprehensive assessment of network social support. Initially patients were asked to list the names of people who 1) they like to talk to and do things with; 2) have invited them out during the last 4 weeks; 3) they can borrow things from and ask favors of; 4) could help them make a very important personal decision, such as taking out a big loan, deciding to move, or choosing a new car; 5) they could talk with and who would understand them if a very close friend or relative was extremely ill or had just died; and 6) would talk to them, encourage them, and make them feel better about themselves when everything goes wrong and they feel down and discouraged and even doubt their own worth. The total number of distinct individuals mentioned in response to the above questions yielded the primary measure of network size. In addition, participants were asked how often they visit with each network member per month and whether they were happy with the way they got along with that person. Five additional measures were derived from these responses: Psychological Everyday Support summarizes the number of individuals who were listed for items 1 and 2 above who met the requirement of visiting with the participant at least once a month; Psychological Crisis Support reflects the total number of individuals listed for items 5 and 6 above; Instrumental Everyday Support is the sum of individuals who were listed for item 3 above who visited with the participant at least once a month; Instrumental Crisis Support indicates the number of individuals listed for item 4 above; and Relationship Satisfaction indicates the proportion of network members with whom the patient reported being happy with the way they got along.

Patients were also asked if they would like 1) more people to talk to and do things with, 2) to be invited out more, 3) more people who could help them make important decisions, and 4) more people to talk to about their feelings when things are going wrong. These items were summed to provide an index of Network Adequacy, with higher scores indicating greater perceived adequacy.

Confidants and living alone.
As in previous studies (5, 19), patients were asked how many people lived in their household and whether they had someone in whom they could confide.

Perceptions of social support.
The ISEL (20) was used to measure perceptions of the availability of social support. The full ISEL consists of 40 items. However, because of the large number of questions asked in the MOSS assessment battery, a 16-item abbreviated version (7) of the ISEL was used to limit the burden on the patient. Higher scores indicate increased availability of support.

Participation in religious activities.
The following questions were used to assess participation in religious activities: 1) How often do you attend worship services at a church/synagogue? and 2) How often do you participate in other religious activities, such as choir practice, committee or board meetings, social functions, etc? Responses were coded as the number of times per year patients reported attending or participating. Frequent attenders were defined as those who reported attending worship services once a week or more (41.4% of the sample). Frequent participators were defined as those who reported participating in other religious activities once a month or more (26% of the sample).

Depression.
The CES-D (21) is a 20-item self-report scale designed to assess depressive symptomatology in a general population. The questions refer to symptoms experienced during the previous week. The items were scored on a four-point scale, with the total score ranging from 0 to 60. Higher scores represent depressive responses, and a score of 16 or greater is generally considered to be suggestive of clinical depression.

SF-36 Health Survey: Functional status, health perceptions, and mental health.
The SF-36 Health Survey (22) contains eight subscales designed to measure quality of life in the domains of physical, mental, and social functioning. The physical functioning (10 items), bodily pain (2 items), and vitality (4 items) subscales were used to represent functional health. A composite measure of functional status was formed by computing factor scores from a principal components analysis of the three scales. That analysis indicated a one-factor solution that accounted for 68% of the variance.

The SF-36 subscale designed to assess mental functioning was used separately as a measure of mental health. In addition, the SF-36 also contains a question that assesses an individual’s perception of their general health, rated on a five-point scale ranging from excellent to poor. Raw scores for all SF-36 subscales were standardized to range from 0 to 100, with higher scores indicating better functioning.

Activities of daily living.
Activities of daily living were measured with the 12-item DASI (23). Higher scores reflect increased functional capacity over a 1-month period. Items represent personal care, ambulation, household tasks, sexual function, and recreation. The DASI has adequate internal consistency ({alpha}= 0.86) and has been shown to correlate significantly with clinical and angiographic end points (23, 24).

Perceived stress.
The PSS (25) assesses the degree to which individuals feel that events in their lives are unpredictable and uncontrollable. The 10-item version of the PSS was used in this study (26).

Hostility.
The Cook-Medley Hostility Scale (27) has been used extensively in health psychology and is generally thought to reflect primarily cynicism and mistrust (28). The 50-item scale has been shown to predict all-cause mortality and coronary events (2931) as well as a number of other health outcomes (32). A rational analysis of item content (33) has led to the refinement of the full scale down to 27 items containing three subsets (cynicism, hostile affect, and aggressive responding) that have been shown to be better predictors of health outcomes in some studies (33, 34). The 27-item version was used in this study.

Income.
Participants indicated their household income by choosing one of the following income ranges: 1) $10,000 or less;, 2) $10,001 to $20,000; 3) $20,001 to $30,000; 4) $30,001 to $45,000; 5) $45,001 to 60,000; or 6) $60,001 or greater. This categorical measure of income was rank ordered so that it could be treated as an interval variable.

Disease severity.
The following measures were used to control for disease severity in all analyses: number of diseased vessels, left ventricular ejection fraction, presence or absence of congestive heart failure, age, and comorbidity. A comorbidity index was constructed from a count of the number of organ systems with major comorbidity. This information was abstracted from patient medical records.

Smoking and exercise status.
Patients were categorized as smokers at baseline if they reported smoking 10 or more cigarettes per day in the past 2 weeks. Patients were classified as actively participating in physical activity if they reported "exercising hard enough to work up a sweat" two or more times per week.

Data Analysis
Cox proportional hazard models were used to estimate the relation between the number of network members and survival. Treatment status was controlled as a time-dependent covariate. To describe the form of the relationship, the network size variable was divided into groups containing 10% to 20% of the total sample and compared in a categorical model. The most isolated group, patients who reported three or fewer network members, served as the reference category. There were too few people with only one or two network members to make meaningful comparisons within that category. Likewise, there were too few people with more than nine network members to make adequate comparisons above that level. Death due to cardiac disease was the outcome of interest for the analyses reported here. However, results of analyses for all-cause mortality were also examined.


    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGMENTS
 REFERENCES
 
Network Size and Survival
Figure 1 presents the adjusted risk of cardiac death associated with social network size. The bulk of the elevated mortality risk is confined to the most socially isolated individuals. A proportional hazards model using a dichotomous social isolation indicator revealed a RR for cardiac mortality of 2.43, ({chi}2(1) = 11.8, 95% CI = 1.52–3.89, p = .0006) for individuals reporting three or fewer network members. Addition of a continuous variable representing the total number of network members did not add predictive information beyond that provided by the dichotomous variable ({chi}2(1) = 0.00). Analyses for all-cause mortality yielded similar results, with a RR due to social isolation of 2.11, ({chi}2(1) = 10.9, 95% CI = 1.39–3.19, p = .0009). Additional tests evaluating the interactions of social isolation with gender were nonsignificant for either outcome ({chi}2 values < 0.5).



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Fig. 1. Adjusted risk of cardiac death associated with network size (N = 430, number of events = 120). Analyses were adjusted for number of diseased vessels, left ventricular ejection fraction, presence or absence of congestive heart failure, age, and comorbidity.

 
Descriptive Analyses
Social characteristics of isolated patients.
Table 1 compares socially isolated patients with nonisolated patients across a variety of social environment variables. Socially isolated patients had an extremely low level of social activity, including reports of less than half the number of social visits reported by the other patients. More than one-third of the isolated patients averaged less than one network contact every 3 days. Furthermore, isolated patients had fewer sources of psychological support, with approximately one-fifth of them failing to name a person that provides them with psychological support, including both everyday psychological support (social visits) and psychological support during a crisis. The same was true for instrumental support, with more than one-third of the isolated patients reporting no one to talk to about important decisions in a crisis. Isolated patients were also more likely to be unmarried and to report having no confidant. Finally, although isolated patients did not differ from nonisolated patients in attendance at worship services, they did report less participation in other, more social types of religious activities.


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Table 1. Social Isolation and Social Network Characteristics
 
These patients were isolated not only in terms of the quantity of social contacts but also in terms of their satisfaction with the contacts they did have. When asked to rate their satisfaction with the way they got along with each person in their network, isolated patients reported that they were pleased with a significantly smaller proportion of their relationships. The perceived level of available support followed the expected pattern, with lower ISEL scores among the isolated patients. Unexpectedly, socially isolated patients did not differ from nonisolated patients in Network Adequacy scores, an index of satisfaction with their amount of social contacts.

Demographic and medical characteristics of isolated patients.
Of the sociodemographic factors examined, only income and smoking status at baseline discriminated isolated patients from the others ( Table 2). Although there was a trend for income to predict survival in this sample (p = .09), inclusion of income as a covariate did not weaken the RR due to isolation for cardiac (RR = 2.84) or all-cause (RR = 2.47) mortality. Furthermore, smoking status did not predict survival in this sample (p = .71), nor did it significantly reduce the RR due to isolation for cardiac (RR = 2.64) or all-cause (RR = 2.21) mortality.


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Table 2. Demographic, Medical, and Psychosocial Characteristics
 
Another potential explanation for the relation between isolation and mortality is that the isolated patients had more severe illness. A logistic model evaluated the ability of the four disease indicators (ejection fraction, congestive heart failure, number of diseased vessels, and comorbidity) to discriminate between isolated and nonisolated patients. This model did not yield significant differences ({chi}2(4) = 3.73, p = .44), indicating that isolated patients did not have more severe disease with respect to these medical indicators. Furthermore, measures of CAD severity were included in the survival models, demonstrating that the effects of social isolation on mortality were independent of the extent of illness. Finally, the absence of group differences on measures of functional status and health perceptions lends further support for the notion that the import of social isolation is independent of disease severity (Table 2).

Psychological characteristics of isolated patients.
The psychological characteristics of isolated and nonisolated patients are listed in Table 2. Isolated patients did not report more depression or stress, nor did they report poorer mental health on the SF-36 scale. The only psychological indicator that appeared to be related to isolation was hostility, with isolated patients having higher hostility ratings (p = .05). However, hostility did not predict survival in this sample, and the inclusion of hostility as a covariate did not substantially alter the RR due to isolation for either cardiac (RR = 2.47) or all-cause (RR = 2.36) mortality.


    DISCUSSION
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGMENTS
 REFERENCES
 
These results indicate that social network support is related to the survival of patients with CAD and that this relation is nonlinear, with patients who report very few social contacts being at the greatest risk for early mortality. Although socially isolated patients acknowledged a lack of support across several domains, they did not seem to be less satisfied with the amount of support received than those with more frequent social contact, nor did they report more psychological distress. Isolated patients reported lower incomes, higher hostility, and greater rates of smoking compared with others, but these factors did not explain the relationship of isolation with mortality.

The patients who were classified as socially isolated (according to the number of network members reported) were also significantly more likely to be unmarried, to lack a confidant, to have fewer social visits, to attend fewer social types of religious functions, and to have insufficient psychological and instrumental support. The interview procedure used in this study provides a comprehensive measure of network support that might continue to be useful in the understanding of socially isolated patients.

A variety of explanations have been offered to account for the association between social isolation and mortality. One hypothesis is that isolated patients may be sicker and may delay seeking medical care. Alternatively, individuals who are sicker may become more isolated. These propositions were not supported because measures of disease severity did not discriminate between isolated and nonisolated patients. Another hypothesis is that socioeconomic status might account for the phenomenon because it is a predictor of mortality that may be confounded with social isolation. Yet controlling for income did not alter the risk due to social isolation in these data. Another possible mediator is psychological distress, but this hypothesis was not supported because there was no evidence that isolated patients in this study experienced excessive distress. Finally, although isolated patients reported more hostility, controlling for hostility left the isolation effect unchanged. Thus, none of the explanations we examined seem to account for the elevated risk of the socially isolated patients.

Despite the limited social behavior reported by the isolated patients, they did not differ from other patients in their reported levels of psychological distress or their desire for more social contacts. This may pose a barrier to psychosocial interventions designed to reduce the mortality risk of isolated patients. These individuals may be difficult to enroll in interventions because they do not seem to feel that they have a problem. Without the experience of need, motivation to change may be low. Previous investigators have had difficulty retaining such patients in psychosocial intervention programs (35). Recent research in the area of health behavior modification suggests that a technique referred to as motivation-based counseling may be beneficial for patients such as those in our study (36, 37). Motivational interviewing encourages the clinician to share information that might help the client, but the technique relies on the fact that decisions to change rest solely with the client. It is possible, however, that social support interventions may not benefit those who feel they do not need them and could potentially have adverse consequences.

There are several limitations of the present findings. The distress assessments were based on self-report measures, and clinical ratings may have yielded different results. In addition, the sample was composed exclusively of patients with CAD, and our results may not generalize to other patient samples and cannot be applied to questions about disease onset.

Despite the failure of these data to clearly point to a likely mechanism, they again demonstrate the adverse effects of social isolation. Other explanations for this phenomenon should be investigated. Perhaps the lack of contact with other people leads to failure to get necessary medical attention or lower access to medical care. In addition, socially isolated individuals, especially those who are hostile, may trust their physician less or may be less likely to adhere to medical regimens. More detailed characterizations of socially isolated patients are needed to evaluate other potential explanations for this phenomenon.

It is desirable to measure multiple components when attempting to assess a complex construct such as social support. However, in the present study a summary measure indicating whether patients had three or fewer individuals to provide support was associated with many dimensions of social support and was sufficient to identify individuals at increased risk. Additional prospective research will be necessary to confirm whether such a measure could be considered a core component of a measurement battery. If so, it could be the basis of a future social support measurement strategy.


    ACKNOWLEDGMENTS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGMENTS
 REFERENCES
 
This research was supported by Grants HL36587, HL45702, HL54780, and HL55356 from the National Heart, Lung, and Blood Institute, and Grant AG12458 from the National Institute on Aging.

Received for publication March 23, 2000.


    REFERENCES
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGMENTS
 REFERENCES
 

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