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Psychosomatic Medicine 65:435-442 (2003)
© 2003 American Psychosomatic Society


ORIGINAL ARTICLES

Coping and Distress: What Happens After Intervention? A 2-Year Follow-up From the Swedish Obese Subjects (SOS) Study

Anna Rydén, BS, Jan Karlsson, BS, Marianne Sullivan, PhD, Jarl S. Torgerson, MD, PhD and Charles Taft, PhD

From the Health Care Research Unit (A.R., J.K., M.S., C.T.) and the Department of Body Composition and Metabolism (J.S.T.), Institute of Internal Medicine, Sahlgrenska University Hospital, Göteborg University, Sweden.

Address reprint requests to: Anna Rydén, Health Care Research Unit, Institute of Internal Medicine, Sahlgrenska University Hospital, S-413 45 Göteborg, Sweden. Email: anna.ryden{at}medicine.gu.se


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
OBJECTIVE: The study examined effects of weight change on coping and distress in severely obese subjects treated conventionally or undergoing weight reduction surgery.

METHODS: We used the Obesity Coping (OC) scale measuring emotion-focused, maladaptive coping (Wishful Thinking) and problem-focused, adaptive coping (Social Trust and Fighting Spirit). We also used the Obesity Distress (OD) scale (Intrusion and Helplessness) and the Hospital Anxiety and Depression (HAD) scale. A total of 1146 surgical candidates and 1085 conventionally treated patients completed the OC and OD before treatment and after 24 months.

RESULTS: Weight gainers reduced their use of both problem- and emotion-focused coping, thus leaving distress levels unchanged. All participants who lost weight decreased in emotion-focused coping and distress. Participants losing 20 kg or more also increased in problem-focused coping, resulting in even greater improvements regarding distress.

CONCLUSIONS: Two years after starting treatment, the pattern and magnitude of change in coping and distress was the same irrespective of type of treatment and was, instead, related to the amount of weight change (the more weight change the greater the changes in coping and distress). Increases in problem-focused coping required major weight reduction, whereas minor weight gain led to a decrease. Emotion-focused coping decreased irrespective of direction of weight change, suggesting a general intervention effect of receiving professional help and support. These results have implications concerning behavior-based interventions of obese patients.

Key Words: coping • distress • severe obesity • clinical trial • treatment outcome

Abbreviations: BMI = body mass index;; CI = confidence interval;; GFI = goodness-of-fit indices;; HAD = Hospital Anxiety and Depression;; OC = Obesity Coping;; OD = Obesity Distress;; RMSEA = root mean square error adjusted;; SEM = structural equation modeling;; SOS = Swedish obese subjects.


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Obesity is one of the most prevalent disabling conditions in the Western world today and constitutes a major global health problem (1). The effects of obesity on physical health are well documented, but less is known about the psychological impact of this condition. However, we do know that severely obese subjects display significantly more psychological distress compared with healthy reference individuals and chronically diseased or injured patient populations (2). We also know that the obese are a heterogeneous group with regard to psychological well-being (3, 4). For example, the obese seeking treatment report higher levels of distress compared with those not seeking treatment (5) as do those who prefer more drastic weight-reduction methods, such as surgery or appetite depressants (6–8). What causes these differences in distress? One possible explanation may be that those seeking treatment have more physical problems and comorbidities (eg, higher prevalence of diabetes, hypertension) (9, 10). Another possible explanation may be related to how the obese appraise and adjust to their situation. Coping might thus add to our understanding of why some individuals suffer more psychologically from their obesity than others do.

Coping is defined as cognitive and behavioral efforts to manage stress that are appraised as taxing one’s resources (11). A distinction is made between two approaches of coping: basic and specific. Basic coping assumes that individuals have relatively stable coping traits and is therefore interested in how people generally react to stress. A problem with assessing basic coping is that items are often not relevant to individuals in specific situations or with specific conditions. Specific coping regards coping as a dynamic process sensitive to the special type of situation in question, and the interest is in how people react with regard to a specific stressor. This makes generalization, for instance, between samples with different disabilities more difficult, but it better enables comparison between groups facing the same specific condition or situation.

Two major ways of coping have been identified: problem-focused and emotion-focused (11, 12). Problem-focused coping seeks to reduce stress by cognitively reconceptualizing a problem, by minimizing its effects or by solving it. Emotion-focused coping seeks to reduce stress by responses such as daydreaming, self-preoccupation, or emotional regulation.

We have previously developed obesity-related instruments and explored the interactive relation between specific coping and distress in the SOS study (8). Three major coping strategies were identified: Social Trust, Fighting Spirit (both problem-focused), and Wishful Thinking (emotion-focused). Social Trust and Fighting Spirit proved adaptive, ie, greater use of these strategies was associated with lower levels of distress. The emotion-focused strategy Wishful Thinking was maladaptive, ie, positively associated with distress. This is in line with previous studies showing problem-focused coping to be either unrelated or linked to improved mental health and emotion-focused coping linked to increased distress (12, 13). Compared with those who preferred conventional treatment, candidates choosing surgery displayed lower levels of problem-focused coping, higher levels of emotion-focused coping and, consequently, more distress (8).

Data from the SOS study has previously shown that improvements in health-related quality of life after surgically induced weight loss were related to the magnitude of weight loss (7). An important question is whether weight reduction also produces changes in coping strategies and distress levels. The purpose of this study was to examine if weight change affects perceived problem- and emotion-focused coping and distress 2 years posttreatment. We also wanted to explore if there is a correspondence between magnitude of weight change and changes in coping and distress and if treatment modality has an effect.


    METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
SOS Study
The SOS study is an ongoing, nationwide, controlled prospective trial (2, 14) that started 1987. The SOS project is divided into two parts, a cross-sectional registry study and a prospective intervention study (inclusion of patients into both studies was completed in January 2001). The registry study includes more than 6000 obese participants. From this pool, 2010 surgical candidates and their conventionally treated controls (N = 2037) have been recruited to the subsequent intervention study. Surgical cases (treated with gastric banding, vertical banded gastroplasty, or gastric bypass) undergo operations and follow-up examinations at 25 county or university hospitals in Sweden. The nonsurgical cases (treated according to local routines) are followed at 480 primary healthcare centers from 18 of the 24 counties. All of these patients will be followed on a regular basis for 20 years. The SOS study is not randomized and, in order to avoid any systematic difference between the two groups before treatment, a computerized matching procedure selects the optimal control case to match each included surgical patient. The selection is based on an algorithm moving the mean values of the matching variables of the control group toward the current mean values of the surgically treated patients. In this way, a group match rather than an individual match is undertaken. The procedure takes into account 18 variables, of which six are psychosocial. The intervention trial is designed to test if the negative effects of severe obesity on mortality, morbidity, and quality of life are reduced by weight reduction in the long-term. Inclusion criteria are age (37–57 years) and BMI (>=34 kg/m2 for men and >=38 kg/m2 for women). All subjects undergo an extensive health examination at study start and complete a battery of questionnaires (on, for example, socio-demographics, psychological variables, eating behavior) at regular intervals. More detailed descriptions of the SOS study design, recruitment, and assessment procedures have been reported previously (2, 14). The ethical committees of all medical faculties in Sweden approved the study and informed consent was obtained from all patients.

Participants
The present study is based on data from 2350 intervention patients examined at 480 primary healthcare centers and 25 departments of surgery in 18 urban and rural counties all over Sweden. The sample consisted of the first 1236 surgical patients followed for 2 years and 1114 conventionally treated controls. The difference in number between the two groups is due to logistic reasons. Because the primary interest in this study was to examine obesity-related coping and distress, 44 surgically treated patients that 2 years postoperation had a BMI less than 25 (cutoff for overweight) (1) and also reported perceiving themselves as no longer overweight were excluded from the analysis. The follow-up rate in both treatment groups was high (96.1% and 97.4%, respectively), leaving a total of 1146 surgically treated patients and 1085 conventionally treated patients having completed the questionnaires at baseline as well as follow-up. In both groups more than two-thirds were females (71.5%) and the mean age at baseline was 47.5 (95% CI, 47.2–47.8) years in the surgical group and 48.7 (95% CI, 48.3–49.1) years for controls.

Statistical Methods
Descriptive statistics with 95% CI were calculated according to standard procedures. Differences between groups were tested with the Mann-Whitney U test (p = .05) and analysis of covariance. Differences within groups were tested with the Wilcoxon paired signed rank test and given the large number of statistical comparisons, Bonferroni adjustment was applied within each set of responses in order to guard against type I errors. Thus, the p level was set at 0.01 (0.05/5). SEM was applied to analyze relations between coping and distress.

Anthropometric Measures
Body weight was measured to the nearest 0.1 kg using calibrated balances or electronic scales. Height was measured to the nearest 0.01 m. BMI was calculated by dividing body weight by height (2) (kg/m2).

Mental Health Measures
Coping.
Coping was measured by the OC scale. It consists of 16 statements on a four-point response scale ranging from "Do not agree at all" to "Agree totally." Items are grouped into three factors: Social Trust, Fighting Spirit, and Wishful Thinking. Social Trust reflects how people are regarded as potential helpers, eg, "I find it easy talking to others about my weight problems." Fighting Spirit reflects how problems are regarded as challenges to be solved, emphasizing things still possible to do, eg, "It is important thinking of everything I can do despite my overweight." Wishful Thinking reflects dreams and fantasies of losing weight and its benefits, eg, "I enjoy thinking of everything I would do if I were slimmer." Social Trust and Fighting Spirit are measures of problem-focused coping and Wishful Thinking of emotion-focused coping. A mean score is calculated for each factor. Score ranges are between 1 to 4, where higher scores represent more use of coping. Item content, psychometric properties, and descriptive statistics have been presented previously (8).

Distress.
The OD scale measures obesity-related distress. It consists of 13 statements on a four-point response scale ranging from "Do not agree at all" to "Agree totally." These items are grouped into two factors labeled Intrusion and Helplessness. Intrusion is a measure of how dominated and restricted life is due to the obesity, eg, "I think a lot of all the problems due to my overweight." Helplessness is a measure of feeling out of control and not knowing how to deal with various situations, eg, "I often feel at a loss without knowing what to do." A mean score is calculated for each factor, scores range between 1 to 4, with higher scores representing more distress. Item content, psychometric properties, and descriptive statistics have been presented previously (8).

The HAD scale measures general distress. It consists of 14 items on a four-point response scale that are summed up to separate scores on anxiety and depression. Each person is also grouped according to a clinically tested classification of psychiatric morbidity. A scale score of less than 8 is in the normal range, a score 8 to 10 indicates a possible case, and a score greater than 10 indicates a probable mood disorder. The Swedish version has been documented in several studies (2).


    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Cross-Validation of the Theoretical Model
In a previous study (8), we used SEM to elucidate the relation between obesity-related coping and distress. SEM makes simultaneous analysis of several proposed relationships between multiple variables possible. In this analysis, the three coping scales were treated as independent variables and the two distress scales as dependent variables. Fighting Spirit and Social Trust were adversely and Wishful Thinking positively related to distress factors Helplessness and Intrusion, with the strongest associations between Fighting Spirit–Helplessness and Wishful Thinking–Intrusion. In the present study we retested the model at follow-up and the goodness-of-fit-indices again indicated a reasonably good fit for the model to the data for both groups (values for participants conventionally treated are in italics, GFI = 0.88/0.87, RMSEA = 0.066/0.067) (15, 16).

Weight Change, Coping, and Distress
As seen in Table 1, surgical candidates weighed significantly more than the controls at baseline, had significantly lower levels of Social Trust and Fighting Spirit, and higher levels of Wishful Thinking. They also experienced significantly more distress. At 2-year follow-up, the surgically treated group had lost on average 27.1 kg (95% CI, 26.3–27.8) which equals on average 21% of original body weight, with only eight persons losing no weight at all. In contrast, the conventionally treated group lost on average 0.3 kg (95% CI, -0.8–0.2). The surgical group improved on all coping factors and the distress factor Helplessness to levels comparable with those of the conventionally treated group. Both groups improved regarding the distress factor Intrusion, although the conventionally treated group still displayed significantly lower levels.


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TABLE 1. Mean Scores (95% CI) of Weight, Obesity-Related Coping, and Obesity-Related Distress at Baseline and at 2-Year Follow-Up
 
The change in weight varied not only between the two groups but also within each group, from -123.3 to +10.8 kg in the surgical group and -58.9 to +30.1 kg among the conventionally treated. Due to the distribution within this range, participants were grouped into four categories of weight change to illustrate in more detail the relationship between changes in weight versus changes in coping and distress.

Surgical treatment.
Participants were grouped into four categories of weight loss: <10.0 kg (group 1); 10.0 to 19.9 kg (group 2); 20.0 to 29.9 kg (group 3); and >=30.0 kg (group 4) (Table 2). At baseline, all groups differed significantly regarding weight except groups 1 and 2. Group 2 reported more use of Helplessness than group 4 (p = .024). At 2 years posttreatment, all groups still differed in weight but now in the opposite direction. Group 1 reported decreased use of maladaptive coping (Wishful Thinking) and improvement on one distress factor (Intrusion). Group 2 decreased more on Wishful Thinking and improved on both distress factors. Group 3 and 4 improved significantly on all coping factors and reported even greater reductions in distress.


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TABLE 2. Body Weight, Coping, and Distress (95% CI) Before and 2-year Postoperation for the Surgically Treated Participants. Subjects Are Divided in Four Groups by Weight Change
 
Conventional treatment.
The conventionally treated patients were grouped into one weight gain and three weight loss categories: gain >=0.1 kg (group 1); weight loss 0.0 to 9.9 kg (group 2); 10.0 to 19.9 kg (group 3); and >=20.0 kg (group 4) (Table 3). At baseline, all groups varied significantly in weight except groups 2 and 3. Group 1 and 2 also reported more use of Social Trust than group 4 (p = .0185, p = .041). At 2 years posttreatment, all groups still differed in weight but now in the opposite direction. Group 1 (weight gain) had significantly decreased their use of both adaptive and maladaptive coping. No difference in distress was found. Groups 2 and 3 decreased their use of maladaptive (Wishful Thinking) coping and reported lower distress. Group 4 reported significantly higher levels of adaptive (Social Trust) and lower levels of maladaptive (Wishful Thinking) coping and improved more than the other groups on distress. It should be noted that the improvement in Wishful Thinking concerning group 4 was not significant (p = .02), but the magnitude of change was greater than in the other groups.


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TABLE 3. Body Weight, Coping, and Distress (95% CI) Before and 2 Years After Starting Treatment for Conventionally Treated Participants. Subjects Are Divided in Four Groups by Weight Change
 
Surgery versus conventional treatment.
We also wanted to test if treatment modality had an effect per se on changes in coping and distress. To do this we compared subjects who had lost 10.0 to 19.9 kg (surgery group 2, Table 2, and conventional group 3, Table 3) using analysis of covariance controlling for differences in coping and distress at baseline. When tested, the assumption of homogeneity of regression slopes was accepted. We, therefore, proceeded to estimate the effects of treatment on changes in each coping and distress factor, with baseline coping and distress values as covariates. We found no significant treatment effect on changes in either coping or distress.

Summary of consequences of weight change.
The pattern and magnitude of change in coping and distress in relation to weight change was the same irrespective of treatment. Figure 1 shows the changes in coping and distress between baseline and follow-up for all subjects. Due to the significant differences previously reported (Table 2 and 3), and for illustrative purposes, we grouped them into those who gained weight, lost <20 kg, or lost >=20 kg. Weight gainers reduced their use of the maladaptive strategy Wishful Thinking but reported the smallest improvement. However, because an increase in weight also was associated with abated levels of problem-focused, adaptive coping, this counterbalanced the decrease in Wishful Thinking, leaving distress unchanged. All participants who lost weight decreased their use of emotion-focused, maladaptive coping and reported lower levels of distress. The greater the weight reduction, the greater the decrease in Wishful Thinking and the greater the reduction in distress. Participants who had managed to lose 20 kg or more also increased in problem-focused coping, resulting in even more radical improvements in distress. However, at a weight reduction of 30 kg or more, only minor additional improvements were noted for all coping and distress factors (see Table 2).



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Fig. 1. Differences in coping and distress between baseline and 2 years after starting treatment among three weight change groups.

 
Weight change and mood disorders.
In order to corroborate that the improvements for obesity-related distress also were valid for general distress, we analyzed the prevalence of psychiatric morbidity according to the HAD classifications. In the three weight change groups presented above, 26%, 30%, and 29% reported possible or probable anxiety at baseline. The corresponding figures for depression were 16%, 22%, and 20%. Two years after starting treatment, the percentage of weight gainers with possible or probable morbid anxiety had not changed, and depression increased by 1%. Among those losing less than 20 kg, the percentage with possible or probable anxiety and depression decreased by 6% and 7%, respectively. In the group losing 20 kg or more, the corresponding figures were 14% and 16%.


    DISCUSSION
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
The participants in the SOS study have had weight problems for a number of years, suggesting a well-established reciprocal relationship between obesity, coping, and distress. However, in line with the transactional theory of stress and coping (11), we regard coping as having a buffering effect on distress generated by the obesity. This approach was empirically supported in an earlier study (8) and confirmed here. Against this theoretical background, our purpose in conducting this study was to examine the effects of weight change on coping and its effect on distress. To our knowledge, no such prospective pre/posttreatment obesity study of coping has been previously conducted. The SOS study has reported data showing improvements in health-related quality of life after considerable weight reduction after surgical intervention (7). Our results show a similar pattern of long-term changes concerning obesity-related coping and distress after both conventional and surgical intervention.

All groups, irrespective of treatment and weight change, decreased their use of Wishful Thinking. This suggests a general intervention effect of participating in the study and receiving professional help and support. By enrolling in a clinical trial, persons may feel less stressed because they have actually taken active steps to do something about their conditions. Decreases in the use of Wishful Thinking were associated with decreases in distress, especially Intrusion, which reflects thoughts of how life is dominated and restricted by obesity and worries about the future. Only the weight gainers did not improve on Intrusion. In this group, distress did not decrease because the decrease in the use of Wishful Thinking was offset by a corresponding decrease in the use of problem-focused coping.

The adaptive strategies Social Trust and Fighting Spirit were less responsive to weight change than Wishful Thinking. Only large weight reductions were associated with significant improvements in these strategies, whereas a relatively small weight gain led to a decrease. An explanation for the inertia in improvement regarding Social Trust may be that the least likely response to weight problems is to ask a friend, spouse, or family member for help (17). If and to whom obese persons turn for help may depend on their past experiences in seeking help, characteristics of the supporter and the patients’ own feelings of self-blame. On the other hand, it might be speculated, that the obese person who succeeds in losing weight can take credit for this and, because the weight problem is now both diminished and less guilt provoking, it may be easier to turn to others. Fighting Spirit was more strongly inversely associated with distress, especially Helplessness, but was also the most stable.

In a review of the impact of coping interventions among seven other chronic disease types, de Ridder and Schreurs (18) concluded that, although improvements were in evidence, they were mostly limited to one or two coping strategies, particularly problem-focused strategies. The differences between their findings and ours may be partly due to differences in study design. In our study, no intentional coping intervention was given nor was organized or structured advice offered on how to deal mentally with being obese. The aim of intervention was to reduce what was perceived as the source of stress, ie, the obesity. Moreover, comparison between other chronic disease groups and the obese should be made with caution. Not only do the obese in general tend to suffer from comorbid conditions, they are also a unique group in the sense that very few other patient groups are so guilt-ridden and widely regarded as having only themselves to blame for their condition. However, we do agree with de Ridder and Schreurs that greater attention should be paid to which coping strategies are most useful under particular circumstances, irrespective of chronic disease.

We were also interested in whether the type of treatment patients underwent would affect coping and distress differently. However, we found no differences concerning changes in coping or distress between subjects within the same weight change class. The failure to find differences between treatment groups may be explained by the long follow-up period (2 years), enabling adaptation to a new psychological and somatic situation. During this period it is possible that more short-term differences were erased. Although some might consider conventional diet a more difficult way of losing weight, eg, requiring more willpower, it should be noted that surgical treatment also has its drawbacks and practical demands. To avoid vomiting, food intolerance, and the "dumping syndrome" (sweating, palpitations, light-headedness, nausea) one must change eating habits, eg, eat more often but only very small portions and avoid certain foods. Lifelong medical surveillance is also necessary, thus surgery implies a radical change of lifestyle.

Our results show that, among the obese seeking treatment, greater use of emotion-focused coping is associated with higher distress, but this strategy is also most easily improved. On the other hand, greater use of problem-focused coping, particularly Fighting Spirit, is associated with lower distress but is most difficult to improve. Our results also show that the greater the weight reduction, the greater the improvements in coping, distress, and mood disorders. These results should be taken into consideration in the planning and assessment of behavior-based interventions of obese patients. Coping could also be an important parameter in relation to the hypothesis that an inability to efficiently handle stress might be one factor leading to hypersensitivity in the hypothalamic-pituitary-adrenal (HPA) axis, eventually setting off neuroendocrine and metabolic disturbances (19–21). Such disturbances may cause hormonal changes leading to greater central fat distribution that, in turn, is a large risk factor for cardiovascular disease and diabetes. The relation between obesity-related coping and physiological stress is the aim of a future study.

Received for publication March 1, 2002.


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 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
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