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From the Department of Clinical Psychology and Psychotherapy (P.H.W., L.E., K.R., S.G., U.E.), Psychological Institute, University of Zurich, Zurich, Switzerland; Department of Medical Psychology (S.E.), University Clinic of Essen, University of Duisburg-Essen, Essen, Germany.
Address correspondence and reprint requests to Petra H. Wirtz, Department of Clinical Psychology and Psychotherapy, University of Zurich, Binzmühlestrasse 14, Box 26, CH-8050 Zurich, Switzerland. E-mail: p.wirtz{at}psychologie.unizh.ch
| ABSTRACT |
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Methods: A total of 50 middle-aged men underwent an acute standardized psychosocial stress task (Trier Social Stress Test). Perfectionism, cognitive appraisal of the stressful situation, trait anxiety, and various personality characteristics were assessed with questionnaires. Salivary cortisol, plasma epinephrine and norepinephrine, blood pressure, and heart rate were analyzed before and after stress. Circadian profiles of cortisol secretion during the day and in response to awakening were analyzed to assess basal activity of the hypothalamus-pituitary-adrenal (HPA) axis. Multiple regression analyses were conducted to identify predictors of the neuroendocrine stress response.
Results: Perfectionism was significantly associated with area under the total response curve with respect to increase (AUCi) of cortisol (r = 0.322, p = .046), but not with AUCi of norepinephrine (r = 0.217, p = .152) or AUCi of epinephrine (r = 0.116, p = .477). Hence, AUCi of cortisol was the main criterion. As possible predictors, trait anxiety, neuroticism, vital exhaustion, secondary appraisal, depression, and openness were considered. Regression analyses demonstrated that only perfectionism (ß = 0.45, p = .002) and secondary appraisal (ß = 0.50, p = .001) were independent predictors of AUCi of cortisol, the final model explaining 45% of the total variance in cortisol response (R2 = 0.45, "shrunken" R2 [sR2] = 0.38); perfectionism alone accounted for 18% of this variance (
R2 = 0.18, sR2 = 0.19).
Conclusion: The typical cognitions, and presumably the associated emotions, of perfectionists seem to contribute independently to stress-induced bodily responses, including HPA axis activation, in response to psychosocial stress.
Key Words: perfectionism psychosocial stress stress hormones cortisol personality public speaking stress
Abbreviations: HPA = hypothalamic-pituitary-adrenal; TSST = Trier Social Stress Test; AUC = area under the curve; HR = heart rate; BP = blood pressure; PASA = primary appraisal secondary appraisal; MPS = Frost Multidimensional Perfectionism Scale; CMD = concern over mistakes and doubts.
| INTRODUCTION |
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Interindividual differences in HPA axis responses to psychological stressors have been attributed to personality traits. For example, hostile subjects demonstrate more pronounced neuroendocrine responses to psychological stress (9,10). Other personality traits which have been linked to neuroendocrine as well as immune stress responsiveness include agreeableness, extroversion and neuroticism (10), optimism (11), self-efficacy (12), neuroticism (13), and anger expression style and defensiveness (14). Perfectionism is a personality characteristic that has thus far received little attention in the context of experimental stress research, although it may play an important role in modifying psychophysiological responses to psychosocial stress. Perfectionists are characterized by the setting of excessively high standards for performance accompanied by overly critical self-evaluation (15,16). This critical self-evaluation is strongly associated with a negative cognitive pattern of perfectionism mainly characterized by "doubts about actions" and "concern about mistakes," especially evoked in stressful situations (1517). At the emotional level, excessively high personal standards for performance are likely to predispose perfectionists to fear failure and also to perceive failure subjectively when facing a demanding task, especially in a social context (1719). Little is known about stress reactivity in perfectionists. Relative to the findings of Gruenewald et al. (5) and Gaab et al. (8), we propose that based on the characteristic cognitive appraisal of perfectionism, particularly the high expectations for ones own performance, individuals with higher perfectionism may be particularly prone to fear failure in a socially demanding situation such as the public speaking stress paradigm. Accordingly, we hypothesize that perfectionism is an important mediator of the cortisol stress response, with higher perfectionism predicting increased cortisol release. We exploratively studied the psychological and physiological responses to public speaking stress in a group of healthy, middle-aged men. In addition to cortisol, we measured catecholamines to assess a wider spectrum of stress hormone responses. We then conducted regression analyses to identify associations between perfectionism and neuroendocrine stress reactivity. Moreover, we tested whether these associations were confounded by other psychological variables either associated with perfectionism or with hormone stress reactivity, or by their interaction with perfectionism. In addition, we assessed circadian profiles of cortisol secretion in response to awakening and during the day to address if basal HPA axis functions would be associated with perfectionism.
| METHODS |
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Assessment of Perfectionism
Perfectionism was assessed with the German Version of the Frost Multidimensional Perfectionism Scale (MPS-d) (15,16). This 35-item questionnaire assesses the dimensions "concern over mistakes and doubts" (CMD), "parental expectations and criticism," "personal standards," and "organization" on 5-point rating scales for each item. For the purpose of this study, we focused on the dimension CMD (13 Items, minimum score = 13, maximum score = 65) as this scale seems to better capture the classical concept of perfectionism than the other subscales (17). Further, the CMD scale is significantly intercorrelated with the dimension "personal standards" (r = 0.49, p < .0001 in our dataset), indicating a strong positive association between these subscales (15). Thus, the CMD scale assesses not only the negative cognitive pattern lying at the heart of the perfectionism characterization but also indirectly reflects personal standards, both key components of perfectionism. Good psychometric properties including internal and external statistical validity of the MPS have been reported elsewhere for the original and the German version (15,16,21,22).
Study Design
All subjects reported to the laboratory on a single study day. The experimental sessions commenced between 2:00 PM and 4:00 PM and lasted for approximately 2 hours. Participants abstained from food and drink (other than water) for 2 hours before the experiment, and also from physical exercise, alcohol, and caffeinated beverages starting the evening before the test day. The TSST was implemented during the sessions (7). Subjects were required to participate in a mock job interview (5 minutes) and mental arithmetic (serial subtraction, 5 minutes) after a 5-minute preparation time in front of a panel of one man and one woman. After task completion, the subjects remained seated in a quiet room for another 60 minutes.
Samples of stimulated (by chewing on cotton rolls) whole saliva were taken immediately before the TSST as well as 0, 10, 20, 30, 40, 50, and 60 minutes after completion of the TSST for determination of salivary cortisol levels. Blood samples for assessment of catecholamines were taken immediately before and 0, 20, and 60 minutes after completion of the TSST. Heart rate was measured continuously, and blood pressure (BP) was assessed before and 0, 10, and 20 minutes after TSST, and continuously from 5 minutes before stress to 5 minutes after stress.
Circadian profiles of cortisol secretion during the day and in response to awakening were also assessed. Subjects were instructed to collect saliva samples within 1 week after the TSST, using the salivette system during a normal work day. Sampling intervals were immediately after awakening and 15, 30, 45, and 60 minutes thereafter as well as at 8:00 AM, 11:00 AM, 4 PM, and 8 PM (23).
Measurements and Data Analysis
Personality, Depression, Vital Exhaustion, and Trait Anxiety
To assess the "big five" personality factors (agreeableness, neuroticism, extroversion, openness, and conscientiousness), we used the shortened German version of the NEO Five Factor Inventory (NEO-FFI) (24,25). The extent of depression was assessed by means of a depression scale, the short version of the Allgemeine Depressionsskala (ADS-K) (26). The ADS-K is the German version of the Center for Epidemiological Studies Depression Scale (27). Vital exhaustion was assessed by the German version of the Shortened Maastricht Exhaustion Questionnaire (MEQ-S) (28). Anxiety was assessed by means of the trait version of the State-Trait-Anxiety-Inventory (STAI) (29).
Anticipatory Cognitive Stress Appraisal
To address anticipatory cognitive appraisal processes relevant for the TSST, we assessed primary appraisal (i.e., judgment about the significance of an event as stressful, positive, controllable, challenging, or irrelevant) as well as secondary appraisal (i.e., assessment of available coping resources and options when faced with a stressor), using a 16-item questionnaire for Primary and Secondary Appraisal (PASA) (8), which is based on the theoretical constructs proposed by Lazarus and Folkman (30). It contains the dimensions "threat" and "challenge" (primary appraisal), and "self-concept of own abilities" and "control expectancy" (secondary appraisal) (8). Good scores for internal and external statistical validity have been reported (8). The PASA was administered after the preparation time of the TSST.
Neuroendocrine Responses to TSST
For cortisol, a saliva sample was collected using Salivette collection devices (Sarstedt, Rommelsdorf, Germany), stored at 20°C until biochemical analysis. Cortisol concentrations were determined with a commercially available competitive chemiluminiscence immunoassay with high sensitivity of 0.16 ng/ml (LIA, IBL Hamburg, Germany). Intra- and interassay variability was <7.7% and 11.5%, respectively.
Blood samples for measuring plasma norepinephrine and epinephrine were obtained via an indwelling catheter inserted 45 minutes before obtaining the blood samples. Blood samples were drawn into EDTA (ethylenediaminetetraacetic acid)-coated monovettes (Sarstedt, Numbrecht, Germany), and immediately centrifuged for 10 minutes at 2000 g; plasma was stored at 80°C until analysis. Plasma norepinephrine and epinephrine values were determined by high performance liquid chromatography and electrochemical detection after liquid-liquid extraction (31,32). The limit of detection was 10 pg/ml. Intra- and interassay variance was <5% for both epinephrine and norepinephrine. To reduce error variance caused by imprecision of the intra-assay, all samples from one subject were analyzed in the same run.
Hemodynamic Measurements
Heart rate was obtained continuously via a portable heart rate monitor (S810, Polar System, Polar, Finland) (3335). BP was measured immediately before and after the stressor as well as 10 and 20 minutes after the stressor by sphygmomanometry, and continuously from 5 minutes before stress to 5 minutes after stress (i.e., average of speech and arithmetic BP) using a Vasotrac APM205A device (Medwave Inc., St. Paul, Minnesota) (36,37). For statistical analyses, average BP values during stress were adjusted to sphygmomanometry readings; for regression analyses, mean arterial pressure (MAP) was calculated by the formula (2/3 x diastolic BP) + (1/3 x systolic BP) to reduce the number of variables that had to be controlled.
Statistical Analyses
All calculations were performed using SPSS (v11.0.1) software packages (SPSS, Chicago, Illinois). Data are presented as mean ± standard error of the mean. Results were considered statistically significant at the p
.05 level and all tests were two-tailed. The optimal total sample size to detect an expected effect size of 0.35 in regression analyses with a power between 0.75 (maximum of six predictors) and 0.95 (minimum of one predictor) was 42. In case of missing data, cases were excluded listwise. Data were tested for normal distribution and homogeneity of variance using a Kolmogorov-Smirnov test. Using the trapezoid formula, we calculated areas under the total response curves, expressed as area under the measured time points with respect to ground (AUCg) for circadian cortisol secretion, with respect to increase (AUCi) for the responses to TSST of cortisol, epinephrine, and norepinephrine (38). Cortisol area under the curve (AUC) measurements were computed between rest and 60 minutes after stress.
To address associations between perfectionism and hormonal stress reactivity and the potential confounding of these associations by other psychological variables or their interactions, we used the following procedure to identify potential predictors and criteria for regression analyses. First, we identified criterion variables (i.e., those stress hormones whose reactivity to the TSST was associated with the perfectionism variable) by calculating partial correlations between the AUCi of the respective stress hormone and perfectionism as we controlled for age, body mass index (BMI), and MAP. Second, we identified potential psychological confounders of these associations. To do this, we calculated Pearsons product-moment correlations between perfectionism and the respective psychological variable, and we calculated partial correlations between the AUCi of the identified stress hormone and the respective psychological parameter. A variable was considered to be a potential confounder when it was associated either with perfectionism or with AUCi of stress hormones associated with perfectionism. To achieve exploratory analyses, we set a liberal criterion of p < .30 for identification of potential confounders. Given this exploratory approach, we also abstained from Bonferroni correction at this stage. Third, to avoid multiple testing, we calculated linear regression analyses (enter method) with the identified criterion (AUCi of the stress hormones correlating with perfectionism) and each of the identified explorative predictor variables. In subsequent analyses, we included only those variables that predicted the criterion variable with the regular significance level of p < .05. We applied this significance level to minimize model over fitting given our sample size (39). Explained variance of the whole regression model is reflected by R2, whereas sR2 represents adjusted explained variance uninflated by the ratio of predictors to subjects ("shrunken" R2). To control for age, BMI, and MAP, we entered these variables as predictors in a first step in all analyses. To test if interactions between perfectionism and psychological variables independently predicted stress reactivity of a given physiological factor, interaction terms between perfectionism and significant psychological confounders were entered in a last step. All regression parameters were Z-transformed before analyses, rendering variables centered to the mean with a standard deviation of 1 to allow computation of interaction terms.
Not used for modeling and testing, the study groupfor illustrative purposeswas categorized by median split into two groups of subjects based on their CMD perfectionism score: high perfectionism (n = 24) or low perfectionism (n = 26). Analysis of covariance (ANCOVA) results for repeated measurements for cortisol with age, BMI, and MAP as covariates were then computed.
| RESULTS |
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Exploratory Identification of Predictors and Criteria: Correlational Analyses
Criteria
Partial correlation controlling for age, BMI, and MAP demonstrated that perfectionism was significantly associated with AUCi of cortisol (r = 0.322, p = .046), but not with AUCi of norepinephrine (r = 0.217, p = .152) or AUCi of epinephrine (r = 0.116, p = .477) (Table 2). Thus, only cortisol was considered a dependent variable in subsequent regression analyses.
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Predictors
Perfectionism significantly correlated with trait anxiety (r = 0.452, p = .002), neuroticism (r = 0.308, p = .037), vital exhaustion (r = 0.311, p = .030), and with the secondary PASA scale "secondary appraisal" (r = 0.321, p = .023) (Table 3). When applying the more liberal criterion of p < .30 for exploratory analyses (40), perfectionism correlated also significantly with depression (r = 0.248, p = .086) and openness (r = 0.236, p = .115). Partial correlation controlling for age, BMI, and MAP showed that AUCi of cortisol significantly correlated with openness (r = 0.336, p = .042) and secondary appraisal (r = 0.395, p = .013) and on a level of p < .30 with neuroticism (r = 0.289, p = .082) and extroversion (r = 0.321, p = .052) (Table 3). All of these variables (n = 7) were considered as potential predictors in subsequent regression analyses.
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Regression Analyses
AUCi of cortisol was entered as a dependent variable. The predictors identified through our exploratory analyses (secondary appraisal, vital exhaustion, depression, anxiety, neuroticism, openness, and extroversion) were entered as independent variables. After controlling for age, BMI, and MAP in a first step, perfectionism significantly predicted total AUCi of cortisol (ß = 0.31, p = .046, n = 42). This regression model predicted 24% of the observed variance in cortisol total AUCi (R2 = 0.24, sR2 = 0.15), of which perfectionism independently predicted 9% (
R2 = 0.09, s
R2 = 0.07).
Next, we entered in a second step each of the exploratory identified predictors alone to test for potential confounding. Secondary appraisal and openness significantly predicted cortisol total AUCi (secondary appraisal: ß = 0.38, p = .013, R2 = 0.28/
R2 = 0.13, sR2 = 0.20/
sR2 = 0.12, n = 2; openness: ß = 0.33, p = .042, R2 = 0.24/
R2 = 0.10, sR2 = 0.15/
sR2 = 0.08, n = 40). The predictive contributions of neuroticism and extroversion were of marginal significance (cortisol total AUCineuroticism: ß = 0.27, p = .082, R2 = 0.21/
R2 = 0.07, sR2 = 0.12/
sR2 = 0.05, n = 40; extroversion: ß = 0.31, p = .052, R2 = 0.23/
R2 = 0.09, sR2 = 0.14/
sR2 = 0.07, n = 40). Neither vital exhaustion nor depression nor anxiety predicted cortisol total AUCi (vital exhaustion: p = .96; depression: p = .63; anxiety: p = .34).
To minimize model over fitting given our sample size (40), we next entered only significant predictors of cortisol AUCi, namely, secondary appraisal and openness, and in a third step, perfectionism. Perfectionism independently predicted total cortisol AUCi (ß = 0.42, p = .009, R2 = 0.48/
R2 = 0.12, sR2 = 0.39/
sR2 = 0.12, n = 40). Only secondary appraisal, but not openness, significantly predicted the total cortisol AUCi (secondary appraisal: ß = 0.49, p = .001; openness: ß = 0.137, p = .35). To ensure that these results were not confounded by predictors of cortisol AUCi with p < .30, namely, extroversion and neuroticism, we entered these two variables in a fourth step. Again, only perfectionism (ß = 0.44, p = .008) and secondary appraisal (ß = 0.47, p = .002) remained significant predictors (openness: p = .94; neuroticism: p = .82; extroversion: p = .30).
Finally, we tested the independent predictive effects of interactions between perfectionism and the significant and marginally significant predictors of cortisol AUCi. After controlling for perfectionism and secondary appraisal, none of the interaction terms significantly predicted the cortisol stress response (total AUCisecondary appraisal by perfectionism: p = .19; neuroticism by perfectionism: p = .59; extroversion by perfectionism: p = .15; openness by perfectionism: p = .95).
Thus, the final regression model included perfectionism and secondary appraisal as predictor variables and AUCi of cortisol as criterion at the same time controlling for age, BMI, and MAP, explaining 45% (R2 = 0.45, sR2 = 0.38) of cortisol AUCi variance. Perfectionism alone accounted for 18% of this variance (perfectionism: ß = 0.45, p = .002,
R2 = 0.18, s
R2 = 0.19; secondary appraisal: ß = 0.50, p = .001,
R2 = 0.22, s
R2 = 0.23). This final model has a power of 0.80; hence, the risk of Type II error exists, and we may have missed significant interactions.
Figure 1 shows cortisol responses to TSST in two groups of subjects with high perfectionism (n = 24) or low perfectionism (n = 26), categorized by median-split based on CMD perfectionism scores. ANCOVA analyses with age, BMI, and MAP as covariates showed the high perfectionism group demonstrated a significantly enhanced cortisol response (interaction group by time: F(2.8/100.6) = 3.18, p =.030).
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Cortisol Response to Awakening and Circadian Cortisol Profiles
Partial correlation controlling for age, BMI, and MAP demonstrated that perfectionism was neither associated with the cortisol response to awakening (AUCg: r = 0.0248, p = .89) nor with circadian cortisol secretion (AUCg: r = 010, p = .95). For illustrative purposes, circadian cortisol secretion data are shown as mean values from subjects with high perfectionism (n = 24) or low perfectionism (n = 26), categorized by median-split based on CMD perfectionism scores (Figure 2). ANCOVA analyses with age, BMI, and MAP as covariates showed no significant differences between groups.
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| DISCUSSION |
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The following considerations should be taken into account. a) To minimize multiple testing and statistical over controlling given our sample size, all nonsignificant (p > .30) variables were not entered into the regression approach. Thus, we cannot completely rule out a potential confounding effect of these variables or of other unmeasured variables on the perfectionism-cortisol relation. b) Although the MPS has repeatedly been described as a psychometrically sound instrument, we cannot exclude the possibility that there may be overlap between the construct of perfectionism and other dispositional characteristics such as shyness, social desirability, and Type A behavior, not assessed in this study. Although Type A behavior may also be characterized by high but ambiguous standards for performance (4144), we would argue that the items of the MPS, like the dimension CMD, suggest fundamental differences between the constructs perfectionism and Type A behavior pattern. For example, none of the items assessing perfectionism relates to aggressiveness. Moreover, both perfectionists and persons with a Type A behavior pattern strive for achievement but they differ in the underlying motives and cognitions. c) We did not measure a number of characteristics that have been linked to physiologic stress reactivity, including Type A behavior, hostility, optimism, anger expression, and defensiveness, thereby potentially undermining the studys theoretical contribution. d) Despite sufficient external and internal validity scores, it cannot be ruled out that the PASA may reflect emotional reactions and coping responses generated by cognitive appraisal. Nevertheless, the finding of secondary appraisal as a significant and independent predictor is consistent with the concept of perfectionism as the setting of exceedingly high standards for personal performance accompanied by overly critical self-evaluation (15,16), and when faced with a potential threat, a negative cognitive pattern characterized by "doubts about actions" and "concern about mistakes" (1517). e) Despite our attempts to reduce the number of variables to enter into the final regression model, this model is still at least a little over fitted.
These data call for additional studies. It remains to be determined if higher perfectionism is associated with altered cognitive appraisals and enhanced HPA axis responses only in a socially demanding context, such as the public speaking stress paradigm, or if these associations also hold in the context of other types of stressors. Furthermore, to better understand the possible role of enhanced stress responses in the various long-term risks associated with perfectionism, including vital exhaustion and burnout, it would be important to assess responses to repeated stress because personality factors have previously been found to account for interindividual differences in habituation of adrenocortical stress responses to repeated psychological stress (45). Recent preliminary findings suggest an association between exhaustion and failure to habituate to repeated psychological stress (46). Finally, future studies should incorporate an examination of acutely experienced emotions, particularly fear of failure as well as anxiety, the latter of which may overlap with perfectionism. Fear of failure has been identified as one of the most important emotional consequences of dysfunctional cognitive patterns in perfectionists, and it motivates the various behavioral components of perfectionism (e.g., prolonged overtime work, workaholic behavior), which contribute to the long-term health risks associated with perfectionism, including chronic fatigue, exhaustion, and burnout (17,4750). Perfectionism may contribute to the development of fatigue-related syndromes by affecting the psychological and HPA axis response to acute stressors. However, it is important to note that the men in this study did not have clinically relevant fatigue-related symptoms, reflected by an average vital exhaustion score of 4.3 ± 0.5, which is markedly below the clinically significant range (<10), as well as normal depression scores. Hence, our sample consisted of physically and mentally healthy subjects who did not suffer from clinically relevant feelings of exhaustion or work overload. Therefore, our findings cannot be compared with previous data on stress responses in samples with clinically relevant vital exhaustion or chronic fatigue syndrome, some of which have provided evidence of diminished HPA activity (51).
We have recently shown in a prospective study that personality traits (i.e., high level of hostility and low level of self-efficacy) may constitute markers of vulnerability to the development of psychopathological symptoms after trauma exposure (52). These findings are of interest because an association between self-oriented perfectionism and low self-efficacy has been described (53), and (as in perfectionism) low self efficacy has been associated with perceived lack of controllability of outcomes and low self worth. Therefore, our findings call for further study to address the associations between disturbed stress responsiveness and the long-term health risks associated with perfectionism as well as related personality traits such as self-efficacy.
| NOTES |
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The study was supported by Grant 56233203 from the University of Zurich (P.H.W.).
DOI:10.1097/PSY.0b013e318042589e
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